System Application Request

Distributor Information

Application Date: Thursday, September 19, 2024

Distributor Name:

(Enter your firm name)

System Information

What is the name of the system your organization will use to distribute Nasdaq Information?

System Information Name:

System Information:

System Information Description:

How does your organization intend to use Nasdaq Information?

Internal

External

Internal & External

Entitlement System

Provide a list of all Entitlement Systems and Software Providers with Nasdaq data both proprietary and/or third party.

Entitlement System Provider:

Entitlement System Name:

Entitlement System Version:

How will users be entitled?

Unique User ID & Password
Interrogation Device (Non-Display)/IP Address
Per Query (entitling subscribers for an individual price or quote)
Unique Visitors (entitling number of unique visitors accessing a website)
Cable Television (cable and /or satellite television households accessing the broadcast)
Broadcast Households (broadcast television households access the broadcast)

How often will data in the Entitlement System be disseminated?

Entitlement Timeframe:

Intraday

End-of-Day

Overnight

Other

Provide display system provider and software information.

Display Software Provider:

Display Software/Product Name:

Display Software Version:

Unit of Count ( Unit of Count determines pricing )

Select ONE applicable unit of count for this System Application:

Datafeed - Uncontrolled

Datafeed Provider

An Uncontrolled Product is defined as any uncontrolled retransmission of UTP Information to Subscribers. If the Vendor cannot control both the entitlements and the display of the Information, then the system will be considered an Uncontrolled Product.

Distributor Controlled Products

Device/Access/Stand Alone/Internal

Any controlled display product where the Vendor controls both the entitlements and the display of the Information.

Per Query Usage

Information on a single security delivered once to a single device/user id. (In addition, please submit a Per Query System Application)

Non-Display

Any controlled product where the Vendor controls the entitlements and there is no display of the Information. (In addition, please submit a UTP Non-Display System Declaration)

Contact Information

Primary/ Business Contact

First Name

Last Name

Phone Number

Group Email

Address 1

Address 2

Address 3

City

State / Province

Postal Code

Country

Technical Contact

Same as Primary/ Business Contact

First Name

Last Name

Phone Number

Group Email

Address 1

Address 2

Address 3

City

State / Province

Postal Code

Country

Administrative /Reporting Contact

Same as Primary/ Business Contact

First Name

Last Name

Phone Number

Group Email

Address 1

Address 2

Address 3

City

State / Province

Postal Code

Country

Billing Contact

Same as Primary/ Business Contact

First Name

Last Name

Phone Number

Group Email

Address 1

Address 2

Address 3

City

State / Province

Postal Code

Country

Billing Information – All Distributors

Will your organization offer data services to affiliated companies?

NoYes, then a complete List of Affiliates Form is required.

Nasdaq Account Information

Existing Customer Number from Invoice: or New Invoice

Invoice Format:

Email Only

Paper Only

Email & Paper

Invoice Email Address:

Datafeed Billing Address

Same as Primary/ Business Contact

Address 1

Address 2

Address 3

City

State / Province

Postal Code

Country

Billing Information – Nordic & Baltic Data

Please check here if your organization does NOT receive Nasdaq Nordic data

Please check here if this system qualifies for waiver of fees per the Nordic Member Rules

VAT/Company Number:

(Required for Nordic and/or Baltic data)

Members of Nasdaq Nordic or Baltic Exchanges:

Nordic Cash/Equity MarketsBaltic Cash/Equity Markets
Nordic Derivatives MarketsCommodities Markets
Nordic Fixed Income MarketsDerivatives Market Maker/Liquidity Provider
(Indicate all markets that apply)

Usage Reporting Administration

Distributors are required to submit monthly market data usage reports indicating number and location of terminals or user IDs or other measure of usage as specified below. Indicate submission method.

Monthly Summary Reporting

Data-Client Portal

This field is required for ALL Internal
and External Distributors.

PLUS Monthly Detailed Reporting Formats

Data-Client Portal
TCB Data - http://www.tcbdata.com

This field is required for datafeed Distributors,
external Distributors and extranet providers.

Distribution Services - Non-Display

Non-Display Usage

NoYes, organization will offer Non-Display services

Distribution Services - Display

How will your organization submit units of count and/or reportable units?

SUBMISSION OF INFORMATION

DISTRIBUTION METHOD

IP ADDRESS

INTERNAL WITHIN DISTRIBUTOR'S GROUP

REAL-TIME

DELAYED

EXTERNAL SUBSCRIBERS

Send screenshots to dataops@nasdaq.com

REAL-TIME

DELAYED

User Terminal - Trading

User Terminal - Research

Mobile Device

Wallboard

Television

Website, Internet, Intranet

Text Messaging